Major holdings notification pursuant to Sec. 130 to 134 BörseG 2018
Warsaw, 24.11.2023
Overview
☐ Notification made after deadline
Caution: In case of violations of major holdings notification rules, please pay attention to Section 137 BörseG 2018 (Suspension of voting rights)
1. Issuer: AT & S Austria Technologie & Systemtechnik Aktiengesellschaft
2. Reason for the notification: Acquisition or disposal of financial/other instruments
3. Person subject to notification obligation
Name: The Goldman Sachs Group, Inc.
City: Wilmington, DE
Country: United States of America (USA)
4. Name of shareholder(s):
5. Date on which the threshold was crossed or reached: 22.11.2023
6. Total positions
| |
% of voting rights attached to shares (7.A) |
% of voting rights through financial/other instruments (7.B.1 + 7.B.2) |
Total of both in % (7.A + 7.B) |
Total number of voting rights of issuer |
| Resulting situation on the date on which threshold was crossed / reached |
0.31 % |
3.76 % |
4.07 % |
38 850 000 |
| Position of previous notification (if applicable) |
0.39 % |
4.21 % |
4.60 % |
|
Details
7. Notified details of the resulting situation:
| A: Voting rights attached to shares |
ISIN Code |
Number of voting rights |
% of voting rights |
Direct
(Sec 130 BörseG 2018) |
Indirect
(Sec 133 BörseG 2018) |
Direct
(Sec 130 BörseG 2018) |
Indirect
(Sec 133 BörseG
2018) |
| AT0000969985 |
|
121 611 |
|
0.31 % |
| SUBTOTAL A |
121 611 |
0.31 % |
| B 1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018 |
Type of instrument |
Expiration Date |
Exercise Period |
Number of voting
rights that may be
acquired if the
instrument is exercised |
% of voting rights |
| Securities Lending |
Open |
n.a. |
886 594 |
2.28 % |
| |
|
SUBTOTAL B.1 |
886 594 |
2.28 % |
| B 2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018 |
| Type of instrument |
Expiration Date |
Exercise Period |
Physical /
Cash Settlement |
Number of
voting rights |
% of voting rights |
| Swap |
14/11/2033 |
n.a. |
Cash |
574 767 |
1.48 % |
| |
|
|
SUBTOTAL B.2 |
574 767 |
1.48 % |
8. Information in relation to the person subject to the notification obligation:
☐ Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.
☒ Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity:
| No. |
Name |
Directly controlled by No. |
Shares held directly (%) |
Financial/other instruments held directly (%) |
Total of both (%) |
| 1 |
The Goldman Sachs Group, Inc. |
|
|
|
|
| 2 |
Goldman Sachs (UK) L.L.C. |
1 |
|
|
|
| 3 |
Goldman Sachs Group UK Limited |
2 |
|
|
|
| 4 |
Goldman Sachs International |
3 |
0.04 % |
1.95 % |
1.99 % |
| 5 |
Goldman Sachs & Co. LLC |
1 |
0.26 % |
1.60 % |
1.86 % |
| 6 |
GSAM Holdings LLC |
1 |
|
|
|
| 7 |
Goldman Sachs Asset Management, L.P. |
6 |
0.01 % |
0.00 % |
0.01 % |
| 8 |
Goldman Sachs Bank USA |
1 |
|
|
|
| 9 |
Goldman Sachs Bank Europe SE |
8 |
0.00 % |
0.21 % |
0.21 % |
| |
|
|
|
|
|
9. In case of proxy voting
Date of general meeting: -
Voting rights after general meeting: - is equivalent to - voting rights.
10. Sonstige Kommentare:
-
Warsaw am 24.11.2023
