Major holdings notification pursuant to Sec. 130 to 134 BörseG 2018
United Kingdom, 31.1.2022
Overview
1. Issuer: IMMOFINANZ AG
2. Reason for the notification: Acquisition or disposal of voting rights
Acquisition or disposal of financial/other instruments
3. Person subject to notification obligation
Name: Bank of America Corporation
City: Wilmington, DE
Country: United States of America
4. Name of shareholder(s):
5. Date on which the threshold was crossed or reached: 27.1.2022
6. Total positions
| |
% of voting rights attached to shares (7.A) |
% of voting rights through financial/other instruments (7.B.1 + 7.B.2) |
Total of both in % (7.A + 7.B) |
Total number of voting rights of issuer |
| Resulting situation on the date on which threshold was crossed / reached |
1,04 % |
3,19 % |
4,24 % |
138 257 760 |
| Position of previous notification (if applicable) |
1,64 % |
1,93 % |
3,58 % |
|
Details
7. Notified details of the resulting situation:
| A: Voting rights attached to shares |
ISIN Code |
Number of voting rights |
% of voting rights |
Direct
(Sec 130 BörseG 2018) |
Indirect
(Sec 133 BörseG 2018) |
Direct
(Sec 130 BörseG 2018) |
Indirect
(Sec 133 BörseG
2018) |
| AT0000A21KS2 |
|
1 443 163 |
|
1,04 % |
| SUBTOTAL A |
1 443 163 |
1,04 % |
| B 1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018 |
Type of instrument |
Expiration Date |
Exercise Period |
Number of voting
rights that may be
acquired if the
instrument is exercised |
% of voting rights |
| Right to Recall |
N/A |
N/A |
7 096 |
0,01 % |
| Rights of Use |
N/A |
N/A |
4 318 620 |
3,12 % |
| Call Option |
17/06/2022 |
N/A |
35 000 |
0,03 % |
| |
|
SUBTOTAL B.1 |
4 360 716 |
3,15 % |
| B 2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018 |
| Type of instrument |
Expiration Date |
Exercise Period |
Physical /
Cash Settlement |
Number of
voting rights |
% of voting rights |
| Swap |
13/05/2022 - 08/06/2023 |
N/A |
Cash |
55 760 |
0,04 % |
| |
|
|
SUBTOTAL B.2 |
55 760 |
0,04 % |
8. Information in relation to the person subject to the notification obligation:
x Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity:
| No. |
Name |
Directly controlled by No. |
Shares held directly (%) |
Financial/other instruments held directly (%) |
Total of both (%) |
| 1 |
Bank of America Corporation |
|
|
|
|
| 2 |
NB Holdings Corporation |
1 |
|
|
|
| 3 |
BofAML Jersey Holdings Limited |
2 |
|
|
|
| 4 |
BofAML EMEA Holdings 2 Limited |
3 |
|
|
|
| 5 |
ML UK Capital Holdings Limited |
4 |
|
|
|
| 6 |
Merrill Lynch International |
5 |
1,04 % |
3,19 % |
4,23 % |
| |
|
|
|
|
|
9. In case of proxy voting
Date of general meeting: -
Voting rights after general meeting: - is equivalent to - voting rights.
10. Sonstige Kommentare:
-
United Kingdom am 31.1.2022
