Major holdings notification pursuant to Sec. 130 to 134 BörseG 2018
Zurich, Switzerland , 7.6.2022
Overview
1. Issuer: IMMOFINANZ AG
2. Reason for the notification: Acquisition or disposal of voting rights
3. Person subject to notification obligation
Name: UBS Group AG
City: Zurich
Country: Switzerland
4. Name of shareholder(s): UBS O'Connor LLC
5. Date on which the threshold was crossed or reached: 3.6.2022
6. Total positions
| |
% of voting rights attached to shares (7.A) |
% of voting rights through financial/other instruments (7.B.1 + 7.B.2) |
Total of both in % (7.A + 7.B) |
Total number of voting rights of issuer |
| Resulting situation on the date on which threshold was crossed / reached |
4,50 % |
0,72 % |
5,22 % |
138 650 327 |
| Position of previous notification (if applicable) |
4,24 % |
0,64 % |
4,88 % |
|
Details
7. Notified details of the resulting situation:
| A: Voting rights attached to shares |
ISIN Code |
Number of voting rights |
% of voting rights |
Direct
(Sec 130 BörseG 2018) |
Indirect
(Sec 133 BörseG 2018) |
Direct
(Sec 130 BörseG 2018) |
Indirect
(Sec 133 BörseG
2018) |
| AT0000A21KS2 |
|
6 231 016 |
|
4,49 % |
| AT0000A2UUN5 |
|
6 453 |
|
0,00 % |
| SUBTOTAL A |
6 237 469 |
4,50 % |
| B 1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018 |
Type of instrument |
Expiration Date |
Exercise Period |
Number of voting
rights that may be
acquired if the
instrument is exercised |
% of voting rights |
| Rights of Use over shares (AT0000A21KS2) |
n/a |
At any time |
32 634 |
0,02 % |
| Right to Recall lent shares (AT0000A2UUN5) |
n/a |
At any time |
110 000 |
0,08 % |
| |
|
SUBTOTAL B.1 |
142 634 |
0,10 % |
| B 2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018 |
| Type of instrument |
Expiration Date |
Exercise Period |
Physical /
Cash Settlement |
Number of
voting rights |
% of voting rights |
| Equity Futures |
17.06.2022 |
n/a |
Cash |
499 822 |
0,36 % |
| Equity Swap |
08.03.2032 |
n/a |
Cash |
354 247 |
0,26 % |
| |
|
|
SUBTOTAL B.2 |
854 069 |
0,62 % |
8. Information in relation to the person subject to the notification obligation:
x Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity:
| No. |
Name |
Directly controlled by No. |
Shares held directly (%) |
Financial/other instruments held directly (%) |
Total of both (%) |
| 1 |
UBS Group AG |
|
|
|
|
| 2 |
UBS AG |
1 |
0,29 % |
0,44 % |
0,73 % |
| 3 |
UBS Switzerland AG |
2 |
|
0,02 % |
0,02 % |
| 4 |
UBS Asset Management AG |
2 |
|
|
|
| 5 |
UBS Fund Management (Luxembourg) S.A. |
4 |
0,01 % |
|
0,01 % |
| 6 |
UBS Asset Management Holding (No.2) Ltd |
4 |
|
|
|
| 7 |
UBS Asset Management Holding Ltd |
6 |
|
|
|
| 8 |
UBS Asset Management (UK) Limited |
7 |
0,02 % |
|
0,02 % |
| 9 |
UBS Asset Management Life Limited |
7 |
0,01 % |
|
0,01 % |
| 10 |
UBS Asset Management Switzerland AG |
4 |
|
|
|
| 11 |
UBS Fund Management (Switzerland) AG |
10 |
0,04 % |
|
0,04 % |
| 12 |
UBS Americas Holding LLC |
2 |
|
|
|
| 13 |
UBS Americas Inc. |
12 |
|
|
|
| 14 |
UBS Asset Management Trust Company |
13 |
0,01 % |
|
0,01 % |
| 15 |
UBS Asset Management (Americas) Inc |
13 |
|
|
|
| 16 |
UBS O'Connor LLC |
15 |
4,13 % |
0,26 % |
4,39 % |
| |
|
|
|
|
|
9. In case of proxy voting
Date of general meeting: -
Voting rights after general meeting: - is equivalent to - voting rights.
10. Sonstige Kommentare:
-
Zurich, Switzerland am 7.6.2022
