Overview
1. Issuer: Lenzing Aktiengesellschaft
2. Reason for the notification:
a. Acquisition or disposal of voting rights
3. Person subject to notification obligation:
a. Name: The Goldman Sachs Group, Inc.
b. City: Wilmington
c. Country: United States of America (USA)
4. Name of shareholder(s):
5. Date on which the threshold was crossed or reached: 11.04.2022
6. Total positions
| |
% of voting rights attached to shares (7.A) |
% of voting rights through financial/other instruments (7.B.1 + 7.B.2) |
Total of both in % (7.A + 7.B) |
Total number of voting rights of issuer |
| Resulting situation on the date on which threshold was crossed / reached |
6,62 % |
0,35 % |
6,97 % |
26 550 000 |
| Position of previous notification (if applicable) |
|
|
|
|
Details
7. Notified details of the resulting situation:
| A: Voting rights attached to shares |
ISIN Code |
Number of voting rights |
% of voting rights |
Direct
(Sec 130 BörseG 2018) |
Indirect
(Sec 133 BörseG 2018) |
Direct
(Sec 130 BörseG 2018) |
Indirect
(Sec 133 BörseG
2018) |
| AT0000644505 |
|
1 758 103 |
|
6,62 % |
| SUBTOTAL A |
1 758 103 |
6,62 % |
| B 1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018 |
Type of instrument |
Expiration Date |
Exercise Period |
Number of voting
rights that may be
acquired if the
instrument is exercised |
% of voting rights |
| Securities Lending |
Open |
N/A |
63 661 |
0,24 % |
| |
|
SUBTOTAL B.1 |
63 661 |
0,24 % |
| B 2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018 |
| Type of instrument |
Expiration Date |
Exercise Period |
Physical /
Cash Settlement |
Number of
voting rights |
% of voting rights |
| Swap |
06/04/2032 |
N/A |
Cash |
29 808 |
0,11 % |
| |
|
|
SUBTOTAL B.2 |
29 808 |
0,11 % |
8. Information in relation to the person subject to the notification obligation:
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity:
| No. |
Name |
Directly controlled by No. |
Shares held directly (%) |
Financial/other instruments held directly (%) |
Total of both (%) |
| 1 |
The Goldman Sachs Group, Inc. |
|
|
|
|
| 2 |
Goldman Sachs (UK) L.L.C. |
1 |
|
|
|
| 3 |
Goldman Sachs Group UK Limited |
2 |
|
|
|
| 4 |
Goldman Sachs International |
3 |
0,01 % |
0,29 % |
0,30 % |
| 5 |
Goldman Sachs & Co. LLC |
1 |
0,00 % |
0,06 % |
0,06 % |
| 6 |
GSAM Holdings LLC |
1 |
|
|
|
| 7 |
Goldman Sachs Asset Management, L.P. |
6 |
0,01 % |
0,00 % |
0,01 % |
| 8 |
Goldman Sachs Bank USA |
1 |
|
|
|
| 9 |
Goldman Sachs Bank Europe SE |
8 |
0,00 % |
0,00 % |
0,00 % |
| 10 |
NNIP Holdings LLC |
6 |
|
|
|
| 11 |
NNIP UK Holdings I Ltd |
10 |
|
|
|
| 12 |
NNIP Holdings II Ltd |
11 |
|
|
|
| 13 |
NNIP Holdings I B.V. / NNIP Holdings II B.V. |
12 |
|
|
|
| 14 |
NN Investment Partners Holdings N.V. |
13 |
6,60 % |
0,00 % |
6,60 % |
| |
|
|
|
|
|
9. In case of proxy voting
a. Date of general meeting: -
b. Voting rights after general meeting: is equivalent to voting rights
10. Other comments: This notification is being made because The Goldman Sachs Group, Inc. (¿GS Group¿) has acquired 100% ownership of NN Investment Partners Holdings N.V. (¿NNIP¿) and hence it is now the indirect owner of positions held previously by NNIP. NNIP is not the owner of the 6.60% shares disclosed above, but executes the voting rights of these shares. This notification corrects the last notification sent on 12/04/2022.
Receipt of participation notification on 04.05.2022
